JOB RESPONSIBILITIES
The role of Analyst in Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:
- Liaise with Risk and control team to provide regular updates
- Actively formulate compliance tests for client processes
- Analysing data and reviewing supporting documentation provided by the business
- Assessing risk related to policies/ process and working on identifying new controls
- Identifying enhancements and remediate actions to address compliance gaps
- To conduct interviews with stakeholders/business teams and complete the questionnaire as per the answer provided
- Prepare summaries as per format provided and using information from variety of sources
- Work on Employee compliance modules for financial industry regulation
- Conduct Audits, Monitor and perform compliance checks
- Work extensively on Excel based reports, analyse, and prepare compliance reports
- Prepare Monthly/Quarterly/Yearly reports and presentations
- Maintain and manage document and policy checklist repositories
- Experience in working on different tools for Risk and control
Want more jobs like this?
Get jobs in Gurgaon, India delivered to your inbox every week.
Reports to
Team Lead / Manager
How You Add Value
(including but are not limited to)
You have at least 1 - 3 years' experience in the Finance & Regulatory/corporate department of a fiduciary or have worked in a company engaged in providing finance services compliance check. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:
- Good exposure to finance compliance and audit process
- Hands on experience of providing basic financial services audit and compliance check
- Proficiency in using MS Office Suite,
- Good knowledge of invoice process
- Experience in working with different teams and platforms
- Exposure in checking of CR's & SOW's - Standard templates, standard text and other expectation based on group standards
- Experience in writing compliance memos and preparing compliance reports a requirement
- Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
- Ability to prepare written summaries using information from variety of sources and handling huge data
DESIRED SKILLS & COMPETENCIES
- Ability to work independently
- Logical Thinking
- Excellent communication and writing skills
- Experience /exposure to similar work environment
- Exposure to writing reports
- Experience in analyzing documents
- Experience in copy editing/quality checks of the output as Quality Checker
- Ensuring appropriate use of quality methods, tools, and techniques in the project
- Handling and managing huge data
- Maintain detail documentation and reports for key stakeholders
If you encounter any suspicious mail, advertisements, or persons who offer jobs at Wipro, please email us at helpdesk.recruitment@wipro.com. Do not email your resume to this ID as it is not monitored for resumes and career applications.
Any complaints or concerns regarding unethical/unfair hiring practices should be directed to our Ombuds Group at ombuds.person@wipro.com.
We are an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, caste, creed, religion, gender, marital status, age, ethnic and national origin, gender identity, gender expression, sexual orientation, political orientation, disability status, protected veteran status, or any other characteristic protected by law.
Wipro is committed to creating an accessible, supportive, and inclusive workplace. Reasonable accommodation will be provided to all applicants including persons with disabilities, throughout the recruitment and selection process. Accommodations must be communicated in advance of the application, where possible, and will be reviewed on an individual basis. Wipro provides equal opportunities to all and values diversity.