Lead the Fight Against Financial Crime at Vanguard
In this crucial role, you'll be at the forefront of Vanguard's Anti-Money Laundering and Compliance Operations. You'll identify and report suspicious transactions, complete due diligence checks, and support processes that protect our clients' assets and ensure regulatory compliance.
Gain invaluable experience in compliance operations, collaborate with a team committed to financial integrity, and make a tangible impact on financial security while protecting shareholder assets. Join us!
As a Senior Compliance Analyst at Vanguard, you will:
Analyze, review, and identify suspicious client activity and assist with the required reporting to the appropriate governmental agencies in a timely manner in accordance with regulatory guidelines. Use a variety of sources for compliance research, including internet sites, public records databases, past practice, and knowledge of Vanguard's operating philosophies. Prepares Suspicious Activity Reports ("SARs") for filing with the Financial Crimes Enforcement Network ("FinCEN") within required timeframes. Assist in maintaining the Anti-Money Laundering Program, including updating procedures and workflows. Participate in initiatives and work collaboratively with the business to develop policies, procedures, and controls designed to ensure compliance with applicable laws and regulations related to Vanguard's Anti-Money-Laundering Program. Assist in presenting key findings and recommendations to Compliance management Develop and maintain a broad knowledge and awareness of the investment industry and regulatory and/or policy changes with potential impact on compliance monitoring or reporting. Assist in developing and delivering training and education related to the Anti-Money-Laundering Program. Participate in special projects and perform other duties as assigned.
Want more jobs like this?
Get jobs delivered to your inbox every week.
What it takes:
- Minimum of two years related work experience.
- Undergraduate degree or equivalent combination of training and experience.
- Ability to navigate an ambiguous environment
- Strong critical thinking skills and ability to analyze data and information.
- Expertise in oral and written communication.
- Strong time management skills and ability to adapt to a changing environment.
- Ability to receive & apply feedback
- Risk mitigation mindset to effectively safeguard our clients.
Special Factors
Sponsorship
Vanguard is not offering visa sponsorship for this position.
About Vanguard
At Vanguard, we don't just have a mission-we're on a mission.
To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.
Our commitment to diversity, equity, and inclusion
Vanguard's commitment to diversity, equity, and inclusion (DEI) is central to our ability to deliver on our mission. We aspire to create a work environment that is inclusive, equitable, and diverse-one that enables our employees, whom we call crew, to thrive and bring their best selves to work every day on behalf of our clients.
Cultivating DEI lifts our entire organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the example for inclusive behaviors to crew who are growing in their personal DEI learning experiences.
Together, we're on a mission. We are fueled by the value of diverse voices and connected through friendships and a culture of care-for our clients, our communities, and each other.
Vanguard's DEI journey has no finish line. Our commitment is enduring, and we remain focused on the path ahead. To learn more about Vanguard goals and progress toward DEI, download our Diversity, Equity, and Inclusion Report .
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.