Company Description
Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients - including the world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.
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Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.
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Group Details
Tradeweb is looking for a US Regulatory Reporting Accountant that will be responsible for the regulatory reporting for all US regulated entities, which presently consists of four broker dealers and two swap execution facilities (SEFs). This position reports directly to the Head of Regulatory Reporting and Technical Accounting, with significant exposure to the Chief Accounting Officer. He/she will be part of a high-performing team and will be expected to lead, take ownership of his/her areas of responsibility and ensure accurate and timely completion of the Company's reporting requirements. This role will provide a variety of opportunities to be visible within the company. The ideal candidate will also have an interest in pursuing a Series 27 and continuing to develop their regulatory reporting expertise.
Tradeweb's Global Regulatory and Statutory Reporting Group is part of the overall Accounting department within Tradeweb. It is responsible for preparing monthly, quarterly and annual filings with the relevant regulators in the jurisdictions in which the regulated entities operate as well as the annual financial statements. It is also responsible for making sure Tradeweb's regulated entities are in compliance with regulatory capital requirements and other financial related regulatory requirements. The Global Regulatory and Statutory Reporting Group operates in a fast-paced, deadline-driven environment and manages multiple projects concurrently.
Job Responsibilities
- Prepare monthly and quarterly FOCUS reports for all US broker dealers and financial resource reports for all SEFs
- Prepare other regulatory reports including Form ATS-R and Form 17-H
- Draft annual financial statements for all US broker dealers
- Monitor regulatory capital balances and prepare regulatory capital reports for inclusion in the consolidated public company SEC filings as well as treasury department reporting
- Review and analyze regulated entity trial balances, including performing detailed analytics on a monthly basis to help ensure completeness and accuracy of standalone entity reporting
- Assist with preparing control documentation for processes for the US regulated entities
- Prepare other reports and analyses as required for accounting, tax or SEC reporting
- Coordinate with external auditors in connection with annual audits
- Opportunity to contribute to other ad-hoc finance wide projects as capacity allows
Qualifications
- Bachelor's and/or Master's degree in Accounting
- 4+ years of broker dealer accounting/reporting experience, preferably with Big 4 or national accounting firm experience
- Knowledge and experience in broker dealer regulatory requirements
- Experience in preparing or reviewing audited broker dealer financial statements
- Strong Excel skills (experience working with large amounts of data in Excel)
- Ability to work in a fast-paced environment and manage competing priorities while adhering to tight deadlines
- Excellent communication skills (written and verbal)
- Highly organized with strong attention to detail
- Experience working with Workiva a plus
Additional Information
Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:
- Health Insurance: Highly competitive medical, dental, and vision programs
- Hybrid Environment: Our employees have the flexibility of working in the office and from home.
- Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
- Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
- Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
- The current pay range for this role if performed in the city of New York is currently $90,000 to $240,000 per year, based on a regular, full-time schedule. The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.
Other Benefit Programs
- Pre-Tax Commuter Benefits Program
- ARAG Legal Services
- Employee Assistance Program
- Tuition Reimbursement
- Financial Wellness Tools
- Travel Assistance Benefits
- Pet Insurance
- Corporate Gym Subsidies
- Wellness Perks
- Paid Time Off and Parental Leave