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Mizuho

Securities Regulatory Reporting Associate / AVP

New York, NY

Summary:

In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.

Key Responsibilities:

  • 15c3-1- Daily net capital computation preparation for firms various regulated entities
  • i. Haircut preparation
  • ii. Financing transaction preparation
  • 15c3-3 Weekly customer reserve preparation
  • Futures Commission Merchant daily reporting preparation
  • Strong excel skills
  • Reconciliation of sub-ledger vs ledger data
  • Ad hoc projects and reporting as requested.
  • Run and manage Axiom software for 3-1 and 3-3

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The expected base salary ranges from $85,000 - $125,00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

#Hybrid

Other requirements

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations.

Company Overview

Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com .

Mizuho Americas offers a competitive total rewards package.

We are an EEO/AA Employer -M/F/Disability/Veteran.

We participate in the E-Verify program.

We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.

#LI-MIZUHO

Client-provided location(s): New York, NY, USA
Job ID: Mizuho-R5300
Employment Type: Full Time