Provide support to MUSO's Regional CCO and other MDs at Americas Compliance Department in their efforts in effecting regional governance (General and Markets Compliance areas excluding AML/CFT) over Mizuho offices located in the Americas.Responsibilities:
- Maintain good relationships and close communications with local offices' COs and other compliance-matter stakeholders; consolidate data, create and present reports and metrics on target offices from the regional governance point of view.
- Grasp the main cause of compliance issues and figure out the weak points in each office in a timely manner. Conduct reviews on PDCA from each office semi-annually.
- Liaise with MUSO Compliance in NY and Head Office Compliance Dept in Tokyo.
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- Regularly publish the General/Markets Compliance related report to RCCO without delay, explaining the KPIs and updates from the offices.
- Publish reports to senior management
- 5 + years' of Compliance in financial services industry
- Bachelor's Degree
- Experience working with Global staff
- Proficiency in Spanish or Portuguese a plus
The expected base salary ranges from $99,000.00 -$130,00.00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
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Other requirements
Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process .
Company Overview
Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com .
Mizuho Americas offers a competitive total rewards package.
We are an EEO/AA Employer -M/F/Disability/Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.
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