Business Risk Program Manager - Regulatory Assurance (Remote)

Overview

This is a remote role that may be hired in several markets across the United States.

This role sits within Business Risk & Controls for Enterprise Technology and Operations. The Program Manager will be focused on regulatory assurance including privacy event management, and consistent execution of compliance requirements working closely with business risk and control representatives in all applicable business units. As a first line of defense risk professional, this position is responsible for the support and execution of various risk programs and activities within a Business Unit (BU), adhering to the Bank's Risk Appetite and Corporate Strategy. Supports the management of business risks and controls along with the execution of compliance policies, standards, procedures and/or program requirements. Assists communication between the business, the 2nd & 3rd line, and regulators.

• Business Risk & Controls Knowledge and Expertise - Develops and maintains a deep understanding of the complexities inherent in the organization's business environment, including industry markets, products, services, client-base and competitive landscape. Ability to analyze and interpret business trends and drivers to identify underlying patterns, interdependencies and emerging opportunities. Collaborates with cross-functional teams to assess the impact of external factors including regulatory changes, market disruptions or business operations and strategy.
• Risk Program Execution - Supports the implementation and maintenance of the BU's risk management and compliance frameworks. Assists in the composition and regular maintenance of policies, standards and procedures that support compliance program execution. Supports a book of work to identify gaps and assess capacity, ensuring alignment with strategic objectives and prioritization of risk management and compliance initiatives. Aids in the tracking and resolution of issues across the organization, ensuring timely escalation and remediation. Produces regular metric-focused and thematic updates that detail the effectiveness of issue remediation efforts. Coordinates with other functions (i.e. Compliance, 2LOD) to ensure alignment with broader risk management and governance objectives.
• Regulatory Engagement - Supports regulatory inquires, examinations, and audits in collaboration with internal stakeholders. Coordinates regulatory submissions, response, and report requirements, ensuring accuracy, completeness, and timely submission.
• Risk Governance & Reporting - Maintains risk reporting frameworks, dashboards and metrics to provide senior management with timely and actionable insights into risk profile and risk management activities. Prepares regular risk reports and presentations summarizing key risk indicators, risk trends, emerging risks, root cause analysis and risk mitigation efforts for financial and non-financial risk stripes.

• Knowledge of risk techniques, practices, and control frameworks,
• Knowledge of various banking and government regulatory requirements and processes, , with specific focus on Compliance Management Systems (CMS).
• Knowledge of regulatory and industry guidance pertaining to risk, compliance and privacy. Examples include FFIEC, GLBA, PCI DSS, Reg E, CC, AML CFT.
• Ability to work effectively with associates, senior management, and various committees
• Large Financial Institution experience.
• Strong written and verbal communication skills.