Job Description:
Job Title
Director, Asset Management Treasurers Office - Regulatory and Policy Oversight
The Role
As the Director of Regulatory and Policy Oversight in Asset Management's Treasurers Office, you will play a crucial role in supporting accounting and reporting policies for Fidelity funds. Your responsibilities will also include monitoring regulatory developments to assess their impact on our funds, business development companies, and other alternative investment products.
In this role, you will:
- Conduct regulatory and policy research on emerging issues, new products, and complex securities to identify risk areas and opportunities to strengthen our fund policies.
- Support Fidelity's Regulatory Coordination Program Office in assessing proposals and rules from our Funds' primary regulators and engaging with industry advocacy groups and peers.
- Collaborate across Fidelity, partnering with Fidelity Fund and Investment Operations and key Asset Management business partners in Compliance, Risk, Technology, and various Investment Divisions across the firm.
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The Expertise and Skills You Bring
- A minimum of 8+ years industry or equivalent experience
- Extensive knowledge and understanding of regulatory requirements that govern mutual funds, business development companies, private partnership, and other alternative investments, including emerging digital asset products
- Exceptional research and analytical skills
- A motivated self-starter committed to accuracy, quality and completion of tasks
- Excellent organizational and project/process and relationship management skills
- Knowledge of operational risk management and internal controls, governance and oversight processes
- Ability to apply sound judgment to identify issues and risks that require attention
- Outstanding verbal, written and formal presentations communication skills
- Ability to make and effectively communicate decisions
- Ability to prioritize multiple tasks/initiatives and handle time-sensitive activities
The Team
The Asset Management Treasurers Office provides fiduciary oversight of Fidelity's funds, shareholder activity, and service providers. We use industry knowledge, technical experience, and our responsibility as fiduciaries to set and monitor adherence to fund policies, and we support the Funds' Boards of Trustees in fulfilling their responsibilities to the Fidelity Funds. In addition to overseeing Fidelity's existing products, we also actively support Asset Management's efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products prior to implementation.
Certifications:
Company Overview
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.
Join Us
At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.
Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.
At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
We invite you to Find Your Fidelity at fidelitycareers.com.
Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com.