JOB DESCRIPTION
Officer, Regulatory Compliance Services
Shanghai, China
Mon - Fri, 9am - 6pm
Hybrid
The position
Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based in Hong Kong provides top quality services to our clients, specifically on-boarding process and provision of FATCA/CRS services across different jurisdictions.
Your responsibilities
- Perform AML/CTF and follow up with investor on required KYC documents including FATCA/CRS related forms/information
- Prepare investor KYC pack and update the checklist/system
- Perform FATCA/CRS Indicia and documentation review and carry out the validation and reasonableness check
- Assist to prepare FATCA/AEOI files and arrange respective reporting before regulatory deadline
- Ensure effective communication with clients and investors on KYC related matters
- Escalate issues/potential issues to the Line Manager on a timely manner
- Ensure strict compliance with Intertrust internal procedures and guidelines as well as the regulatory requirements
Want more jobs like this?
Get jobs in Shanghai, China delivered to your inbox every week.
Your profile
- Degree holder in Law, Accounting, Finance, Economics or related discipline
- Minimum 3 years of experience in client onboarding and investor services
- Candidate with more experience will be considered as Assistant Manager, Regulatory Compliance Services
- Understanding of Know Your Customer (\"KYC\") or with Transfer Agency background is preferred
- Proficiency in Microsoft Office suite, with emphasis on Excel skills
- Excellent in both written and spoken English and Chinese, with conversational Mandarin
- Independent, multi-tasking, meticulous, pro-active, attentive to details, self-motivated
- Able to adapt in new challenges and with excellent communication skills
ABOUT US
CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®
Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.
CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.
CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.
We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. Our commitment to accessibility reflects our broader dedication to diversity and belonging,
CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies either to talent acquisition, our hiring leaders, employees, or through any other mechanism other than our supplier process, will not be eligible to claim related fees and the submitted resumes will be considered property of CSC.
We encourage candidates to apply directly to our website and not through third-party sources.
Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.