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Manager SEC Reporting

AT Charles Schwab
Charles Schwab

Manager SEC Reporting

Lone Tree, CO

Salary: USD $87,800 - $195,200 / Year

Your opportunity

As part of the Corporate Controller's Department, the SEC Reporting group is responsible for the preparation of annual, quarterly, current, and other reports filed with the Securities and Exchange Commission (e.g.,10-Ks, 10-Qs, 8-Ks), and supporting earnings release materials and investor presentations for The Charles Schwab Corporation (NYSE: SCHW). The SEC Reporting group is also responsible for all audited financial statements for applicable subsidiary entities, including Schwab's broker-dealer, bank, and international subsidiaries. The SEC Reporting group works closely with Investor Relations, Legal Services, and other business partners to ensure compliance with disclosure rules and regulations from the SEC and other regulators and appropriate application of U.S. GAAP.

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  • Assist in the design, preparation, and review of external and internal financial reports, including audited financial statements filed with the SEC as well as other U.S. and international regulators.
  • Research and assist with implementation of accounting and regulatory guidance to ensure accurate and relevant disclosures in audited financial statements and SEC filings.
  • Establish and maintain close coordination with business partners in the accounting, treasury, finance, technical accounting policy, legal, investor relations, and other functional business areas to ensure proper input into internal and external financial reporting.
  • Assist in managing the Company's reporting processes over its subsidiary entities.
  • Continuously work to enhance and streamline reporting processes and controls.
  • Review the work of other colleagues as required.
  • Support internal and external audits and regulatory examinations.
  • Execute and maintain an effective internal control environment.
  • Participate in projects related to debt and equity issuance, business combinations, SEC comment letter process and ad hoc disclosure research.
  • Ad hoc projects as needed.

What you have

  • Bachelor's degree in Accounting, CPA license required.
  • Minimum of 5 years of U.S. GAAP accounting and financial reporting experience, public accounting experience required.
  • Direct experience with SEC reporting and preparation of financial statements and footnotes of public companies.
  • Thorough, comprehensive, and current understanding of U.S. GAAP, financial reporting principles and SEC regulatory requirements. Relevant bank, broker/dealer, or other financial services experience a plus.
  • Excellent attention to detail with a commitment to maintain a high degree of accuracy in every part of your work.
  • Ability to work well in a fast-paced, time-sensitive environment with the ability to manage multiple priorities.
  • Strong written and oral communication skills.
  • Strong desire to grow and develop professionally, particularly in regard to financial reporting.
  • Ability and desire to build and cultivate strong relationships inside and outside of team.
  • Intermediate MS Office skills required; advanced Excel skills required.
  • PeopleSoft, Workiva software and XBRL experience a plus.

What's in it for you

At Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you'll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you - both today and in the future:

  • 401(k) with company match and Employee stock purchase plan
  • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
  • Paid parental leave and family building benefits
  • Tuition reimbursement
  • Health, dental, and vision insurance

Client-provided location(s): Lone Tree, CO, USA
Job ID: CharlesSchwab-2024-105499
Employment Type: Other

Perks and Benefits

  • Health and Wellness

    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • FSA
    • FSA With Employer Contribution
    • HSA
    • HSA With Employer Contribution
    • Pet Insurance
    • Mental Health Benefits
  • Parental Benefits

    • Birth Parent or Maternity Leave
    • Non-Birth Parent or Paternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Hybrid Work Opportunities
  • Office Life and Perks

    • Commuter Benefits Program
    • Snacks
    • Company Outings
    • On-Site Cafeteria
    • Holiday Events
  • Vacation and Time Off

    • Paid Vacation
    • Paid Holidays
    • Personal/Sick Days
    • Sabbatical
    • Leave of Absence
    • Volunteer Time Off
  • Financial and Retirement

    • 401(K) With Company Matching
    • Stock Purchase Program
    • Performance Bonus
    • Financial Counseling
  • Professional Development

    • Tuition Reimbursement
    • Promote From Within
    • Shadowing Opportunities
    • Access to Online Courses
    • Internship Program
    • Work Visa Sponsorship
    • Leadership Training Program
    • Associate or Rotational Training Program
  • Diversity and Inclusion

    • Employee Resource Groups (ERG)
    • Diversity, Equity, and Inclusion Program