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Compliance Program Manager

AT Brex
Brex

Compliance Program Manager

Canada

Why join us

Brex is the AI-powered spend platform. We help companies spend with confidence with integrated corporate cards, banking, and global payments, plus intuitive software for travel and expenses. Tens of thousands of companies from startups to enterprises — including DoorDash, Flexport, and Compass — use Brex to proactively control spend, reduce costs, and increase efficiency on a global scale.

Working at Brex allows you to push your limits, challenge the status quo, and collaborate with some of the brightest minds in the industry. We’re committed to building a diverse team and inclusive culture and believe your potential should only be limited by how big you can dream. We make this a reality by empowering you with the tools, resources, and support you need to grow your career.

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Compliance at Brex

The Compliance team helps the company grow responsibly, advocating for Brex and for the tens of thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from financial crime and other compliance risks, and represent the company externally on key regulatory and policy issues. Reimagining the financial system in a highly regulated environment requires creativity and resourcefulness, and we welcome the challenge.

What you’ll do

As a Compliance Manager at Brex, you will play a critical role in ensuring compliance with regulatory requirements and internal policies regarding the regulatory compliance program. This role involves managing compliance activities related to core compliance program processes and frameworks and ensuring that Brex adheres to its regulatory and partner obligations. The role will report directly to Brex’s Global Chief Compliance Officer. 

Where you'll work

This role will be based in our San Francisco office. You must be willing to work in the office at least two days per week on Wednesday and Thursday. Employees will be able to work remotely for up to four weeks per year, for a minimum of one week at a time.

Responsibilities

  • Develop and enhance the organization’s compliance program in alignment with regulatory requirements and industry best practices.
  • Conduct regular risk assessments to ensure adherence to regulatory standards
  • Monitor changes in regulatory environments and adjust the compliance program accordingly
  • Manage and implement processes related to policy governance, vendor risk management compliance reviews, and Compliance Committee meetings
  • Serve as a subject matter expert on relevant regulations, including SEC, FINRA, Dodd-Frank, Anti-Money Laundering (AML), Know Your Customer (KYC), and other financial regulations
  • Develop and deliver compliance training programs for staff at all levels to foster a culture of regulatory compliance
  • Develop, implement, and manage a compliance issue management standard and process
  • Work closely with various departments (Legal, People, GRC) to implement or enhance compliance program initiatives, such as third-party risk management
  • Manage the implementation of workflow tools to support core compliance program initiatives (risk assessment, issue management, etc.) 

Requirements

  • 5+ years of experience in compliance management, with a focus on financial services
  • Strong understanding of financial regulations (Regulation B, UDAP, FTC rules, AML, KYC, Dodd-Frank, etc.) and their application
  • Proven experience in developing and managing compliance programs and risk assessments
  • 3+ years of experience managing internal stakeholders
  • Exceptional communication and interpersonal skills, with the ability to collaborate effectively with bank partners, external auditors, and internal teams
  • Detail-oriented with strong organizational and project management abilities
  • Proficiency in compliance management and audit software is a plus
  • Cultural sensitivity
  • An eye for detail
  • A hands-on approach, concise and straightforward style
  • A love for collaboration, teamwork, and delivering excellence

Bonus points

  • Prior experience managing and/or implementing workflow tools 

Compensation

The salary range for this role is $132,912 - $166,140 USD. However, the starting base pay will depend on several factors, including the candidate’s location, skills, experience, market demands, and internal pay parity. Depending on the position offered, equity and other forms of compensation may be provided as part of a total compensation package.

Please be aware, job-seekers may be at risk of targeting by malicious actors looking for personal data. Brex recruiters will only reach out via LinkedIn or email with a brex.com domain. Any outreach claiming to be from Brex via other sources should be ignored.

Client-provided location(s): Canada; United States
Job ID: 7701468002
Employment Type: Other

Perks and Benefits

  • Health and Wellness

    • Long-Term Disability
    • HSA With Employer Contribution
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
  • Parental Benefits

    • Birth Parent or Maternity Leave
    • Non-Birth Parent or Paternity Leave
  • Work Flexibility

    • Flexible Work Hours
    • Remote Work Opportunities
  • Office Life and Perks

    • Company Outings
    • Casual Dress
    • Happy Hours
  • Vacation and Time Off

    • Personal/Sick Days
    • Paid Holidays
    • Unlimited Paid Time Off
    • Paid Vacation
    • Leave of Absence
  • Financial and Retirement

    • Company Equity
    • 401(K)
  • Professional Development

    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Promote From Within
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program