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10,000+ Swaps Dealer Regulatory Governance Officer jobs in New York, NY

US Regulatory Reporting Accountant

At Tradeweb -New York, NY

Posted on Jan 29

Compliance Advisor Manager

At Capital One -New York, NY + 2 locations

Posted on Dec 4

Compliance Risk Management, Associate

At Mizuho -New York, NY

Posted on Feb 1

Assistant Chief Compliance Officer

At MarketAxess -New York, NY

Posted on Dec 31

Director - Compliance TDS (US) Registrations, Licensing, and Employee Conflicts

At TD Bank -New York, NY

Posted on Jan 14

Regulatory Affairs Strategy & Implementation

At Morgan Stanley -New York, NY

Posted on Feb 3

Assistant General Counsel, Regulatory

At Robinhood -New York, NY / Remote + 2 locations

Posted on Jan 31

Director, US Head of Market Structure

At BlackRock -New York, NY

Posted on Nov 28

Institutional Derivative Sales - Pensions, Endowments, Foundations

At JPMorgan Chase -New York, NY

Posted on Feb 4

PGIM Fixed Income: Analyst, Fixed Income Operations (Hybrid/Newark, NJ)

At Prudential Financial -Newark, NJ

Posted on Dec 20

ALM Investments - Portfolio Management - Director (IC)

At PNC -New York, NY

Posted on Dec 10

Senior Associate, Compliance Tester II

At Capital One -New York, NY + 4 locations

Posted on Dec 12

AVP - SOX Program

At Mizuho -New York, NY

Posted on Nov 26

Wealth Management Capital Markets Attorney VP/ED

At Morgan Stanley -New York, NY + 1 location

Posted on Feb 4

Treasury/Chief Investment Office - Controller - Senior Associate

At JPMorgan Chase -New York, NY

Posted on Nov 26

Director, Regulatory Risk and Governance

At Capital One -New York, NY + 2 locations

Posted on Feb 2

Internal Audit - Compliance

At Mizuho -New York, NY

Posted on Feb 5

Equity Sales & Compliance Officer

At Morgan Stanley -New York, NY

Posted on Feb 4

Director

At Mizuho -New York, NY

Posted on Oct 30

Investment Management Derivative Trade Support Director (AVP)

At Morgan Stanley -New York, NY

Posted on Feb 4