JOB RESPONSIBILITIES
The role of Analyst in Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:
- Liaise with Risk and control team to provide regular updates
- Actively formulate compliance tests for client processes
- Analysing data and reviewing supporting documentation provided by the business
- Assessing risk related to policies/ process and working on identifying new controls
- Identifying enhancements and remediate actions to address compliance gaps
- To conduct interviews with stakeholders/business teams and complete the questionnaire as per the answer provided
- Prepare summaries as per format provided and using information from variety of sources
- Work on Employee compliance modules for financial industry regulation
- Conduct Audits, Monitor and perform compliance checks
- Work extensively on Excel based reports, analyse, and prepare compliance reports
- Prepare Monthly/Quarterly/Yearly reports and presentations
- Maintain and manage document and policy checklist repositories
- Experience in working on different tools for Risk and control
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Reports to
Team Lead / Manager
How You Add Value
( including but are not limited to)
You have at least 1 - 3 years' experience in the Finance & Regulatory/ corporate department of a fiduciary or have worked in a company engaged in providing finance services compliance check. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:
- Good exposure to finance compliance and audit process
- Hands on experience of providing basic financial services audit and compliance check
- Proficiency in using MS Office Suite,
- Good knowledge of invoice process
- Experience in working with different teams and platforms
- Exposure in checking of CR's & SOW's - Standard templates, standard text and other expectation based on group standards
- Experience in writing compliance memos and preparing compliance reports a requirement
- Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
- Ability to prepare written summaries using information from variety of sources and handling huge data
- Ability to work independently
- Logical Thinking
- Excellent communication and writing skills
- Experience /exposure to similar work environment
- Exposure to writing reports
- Experience in analyzing documents
- Experience in copy editing/quality checks of the output as Quality Checker
- Ensuring appropriate use of quality methods, tools, and techniques in the project
- Handling and managing huge data
- Maintain detail documentation and reports for key stakeholders
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