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Institutional Compliance
Request Details:
- Location Constraints (if Any) or is it open to Remote: Needs to be in Lake Mary, FL (first choice) or Pittsburgh, PA (second and not preferable)
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Overview: The senior trade surveillance engineering role involves managing and overseeing the centralization of trade surveillance systems and processes. This position is based out of Lake Mary, FL (preferable) or Pittsburgh, PA (secondary)
- Oversee the trade surveillance and personal trading surveillance system
- Requested role would lead the Compliance Engineering Team as its head.
- Engineering is key focus and strength of resource, but Compliance SME would be an add-on.
- IMPORTANT: Candidate needs to demonstrate expertise in trade surveillance functions and have the ability to run an engineering team effectively
- Focus on developing plan with tight deadlines for trade surveillance enhancements.
- Initially follow a high-level roadmap (2-year) for implementing surveillance improvements
- Remediate (already identified) gaps in the current system over a planned two-year implementation period
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