About the Role:
You will be required to have Capital Markets experience, will be responsible for executing the Process review and Enhancement (PRE) Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of WFS Operations metric program and assisting in monthly processing for Sub-Ledger Account Substantiation (SLAS).
Responsibilities:
- The candidate is expected to conduct Walk through (Process Risk Reviews) sessions with the different operations teams and socialize the team members in order to maintain a collaborative environment to perform process gap analysis, control testing, Metric Mapping, Identifying Key risk indicators and continuous monitoring.
- Is expected to understand various aspects in Risk and Control Framework, like RCSA, Incident Management, Issue Management, Control Testing and Validation.
- Team member heavily involves in interacting with EMEA business partners in delivering the responsibilities like control testing, Incident Reporting, Risk reviews.
- The successful candidate will be responsible for supporting these work streams.
- For SIP, the candidate will work closely with EMEA(UK) manager on executing assessment of WFS Operations functions.
- For BCP, the candidate will collaborate with the business units to evaluate the design and performance of testing and plans, identifying gaps and measuring the effectiveness of those plans in managing operational risk.
- For WFS Operations Strategy and Metrics, the candidate will contribute to the KRI/KPI/KCI metric platform for local teams across the organization as part of team strategy.
- For SLAS, the candidate will be responsible for assisting in production and testing of sub-ledger account reconciliations across WFS Operations.
- Successful candidates will need to build and manage cross-functional, cross-organizational relationships through consistent collaboration.
- The individual will also work with technical and operational partners throughout WFS.
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- Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settlements, reconciliations and investigations.
- Good amount of working experience in the product classes like FX, equity, fixed income with the functional expertise of brokerage, broker dealer services.
- Moderate experience in Operational risk, specifically identifying and assessing the Key risks, Key Controls, and key risk indicators.
- 6-8 yrs of experience
- English language proficiency. Ability to work nights
- Attention to detail
- Understanding of the processes flows, process gaps and controls associated with a Capital Market operations/middle office operations
- Knowledge of BCP and Risk Mgt.
- MS Office skills
- Understanding Capital Markets and the different product taxonomies within the business segments (FX, Derivatives, Brokerage)
- Knowing Risk function deliverables like Key Risks & Controls and the testing thereof
- Importance and role of MIS
- Knowledge of the systems: GMI, Intellimatch, Imagine, Broadridge, Calypso
- Good team player
- Working experience in Corporate investment banking in the capacity of operational risk role
14 Nov 2024
*Job posting may come down early due to volume of applicants.
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