About this role:
The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities through performance of completeness and accuracy reconciliations, however the role will also include support of change management projects and processes as a result of the ever-changing regulatory landscape.
These initiatives would include streamlining of MiFID II, SFTR & EMIR RTS 2.0 processes, as well as enhancements to internal infrastructure to support current regulatory requirements. This role is appropriate for an experienced regulatory reporting SME.
In this role, you will:
- Performing the daily completeness and accuracy reconciliations process in a timely and accurate manner to meet Wells Fargo's reporting obligations.
- Perform investigations on breaks and perform root cause analysis on all exceptions
- Maintenance and enhancement of governance documents (eg. Process flows and procedures)
- Provide analytical support to regulatory change projects.
- Co-ordinate testing support to regulatory change projects with local SMEs.
- Work with Compliance and Legal team partners on rule interpretations for regulatory change.
- Delivery timely and accurate MI to Operations & Compliance management.
- Issue Management and write ups.
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- The successful candidate will be self-motivated and have 8 years+ experience in transaction reporting operations, covering MiFID and EMIR, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies.
- Knowledge of transaction reporting operations including EMIR, MiFIR/MiFID I & II requirements.
- Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
- Solid analytical skills.
- Experience of working with project and technology stakeholders to deliver change. Solid communication and organisational skills - to work with local and remote Operations, Technology and Compliance stakeholders.
- Proficient with Microsoft Excel (VBA preferred)
14 Nov 2024
*Job posting may come down early due to volume of applicants.
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