About this role:

Wells Fargo is seeking a Business Accountability Specialist

In this role, you will:

• Participate in research, assessment, and documentation of matters relating to the business' policy and regulatory adherence, risk mitigation, or control efforts; identify patterns and trends and looks for opportunities for procedural or control improvements within area of focus
• Conduct assessments and analysis of basic business or operational outcomes, systems of record, technical assignments, documentation, procedures, or challenges that require research, evaluation, and selection of alternatives; exercise independent judgment to guide completion of medium risk deliverables
• Present concise and well-articulated findings and recommendations, including rationale, to facilitate resolution of identified matters; exercise independent judgment while developing expertise in the risk mitigation or control activities of the business
• Engage in additional research and studies to enhance regulatory knowledge
• Collaborate and consult with colleagues, internal partners, and other business stakeholders to provide feedback, credibly challenge issues, and calibrate, as needed, to ensure alignment, consistency, and accuracy across groups
• Participate in cross-organizational or internal operational initiatives and improvement efforts

• 2+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• Policy: Subject matter experts in the Issue Management Policy for high and critical issues, understanding of the Change Management Policy
• Process: Understanding of RCSA including EBCE and other Self Assurance Activities
• A&M: Understanding of A&M requirements and applicability to high and critical issues
• Issues: Manages assigned issue pipeline of high and critical rated issues for the entire issue management lifecycle; Supports manager and other staff in issue management lifecycle, sustainability monitoring, and documentation preparation and review for 1st, 2nd, and 3rd line verification and validation.
• Programs: Lead smaller Program Teams for Supervisor Letters from Regulators
• Exams: Assist the business in exams being conducted by internal and external validation teams, including document preparation and review
• Regulatory: Lead Issue Management Activities, including intake, root cause, planning, and monitor for sustainability through Audit validation and Regulatory Review for Closure
• Integration: Assist Senior Leaders with corrective action planning, sustainability metrics, and monitoring of sustainability.
• Third Party: Manages low or moderate risk third party relationships or engagements against Third Party Program requirements; manages relationships with third parties and internal stakeholders; facilitates resolution of questions, issues, and action items related to third parties, escalates issues and risks; supports or manages third party related initiatives of low or moderate complexity and risk. Awareness of third party relationships and Third Party Program Requirements.