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Wealth Management Associate

AT Vanguard
Vanguard

Wealth Management Associate

Scottsdale, AZ

Core Responsibilities

In this role you will:

  • Provide support for internal and external requests from advisors/clients through a hotline or aligned model structure
  • Act as a liaison with internal partners to ensure the timely execution of client requests. Participate in the execution of complex processing activities. Communicate issues and provide recommendations related to client service options and solutions.
  • Leverage understanding of immediate and long-term client needs to efficiently plan and deliver client-focused solutions. Recommend investment products and services to enhance client relationships and drive operational efficiencies.
  • Develop, strengthen, and maintain the overall client and advisor relationship.
  • Build an understanding of immediate client needs. Develop relationship management skills to provide guidance.
  • Resolve client inquiries related to products or services. Solutions may not be readily available.
  • Develop general knowledge of Vanguard funds, products, and services to guide clients.
  • Participate in special projects and performs other duties as assigned.

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Qualifications

  • Minimum of three years related work experience. Two years' experience in Client Services preferred.
  • Undergraduate degree or equivalent combination of training and experience.
  • This job requires a Series 7 & 63 regulatory license and/or registration (e.g. FINRA, state, SFC). These will be determined by Compliance based on role-specific duties.
  • Excellent time management and organizational skills
  • Superior written and verbal communication skills
  • Client Relationship Management
  • Book of business experience, nice to have
  • Knowledge of Wealth Management and/or Advice, nice to have

Join an informational session on January 22nd at 12:30 PM Eastern to learn more about the role by utilizing the link below.

Join the meeting now

Meeting ID: 283 013 093 175

Passcode: by3zM65r

Dial in by phone

+1 980-218-0149,,518429080# United States, Charlotte

Find a local number

Phone conference ID: 518 429 080#

Join on a video conferencing device

Tenant key: teams@pexip.vanguard.com

Video ID: 116 049 505 7

Join conversation

Special Factors

Sponsorship
Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission-we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

Our commitment to diversity, equity, and inclusion

Vanguard's commitment to diversity, equity, and inclusion (DEI) is central to our ability to deliver on our mission. We aspire to create a work environment that is inclusive, equitable, and diverse-one that enables our employees, whom we call crew, to thrive and bring their best selves to work every day on behalf of our clients.

Cultivating DEI lifts our entire organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the example for inclusive behaviors to crew who are growing in their personal DEI learning experiences.

Together, we're on a mission. We are fueled by the value of diverse voices and connected through friendships and a culture of care-for our clients, our communities, and each other.

Vanguard's DEI journey has no finish line. Our commitment is enduring, and we remain focused on the path ahead. To learn more about Vanguard goals and progress toward DEI, download our Diversity, Equity, and Inclusion Report .

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Client-provided location(s): Scottsdale, AZ, USA; Charlotte, NC, USA; Newtown Square, PA 19073, USA
Job ID: Vanguard-165368
Employment Type: Full Time

Perks and Benefits

  • Health and Wellness

    • FSA
    • HSA
    • Health Reimbursement Account
    • Fitness Subsidies
    • On-Site Gym
    • HSA With Employer Contribution
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • Mental Health Benefits
    • Virtual Fitness Classes
    • Pet Insurance
  • Parental Benefits

    • Non-Birth Parent or Paternity Leave
    • Birth Parent or Maternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Flexible Work Hours
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Company Outings
    • Commuter Benefits Program
    • Casual Dress
    • Happy Hours
    • Snacks
    • Some Meals Provided
    • On-Site Cafeteria
  • Vacation and Time Off

    • Personal/Sick Days
    • Paid Holidays
    • Paid Vacation
    • Volunteer Time Off
    • Leave of Absence
  • Financial and Retirement

    • Relocation Assistance
    • Performance Bonus
    • 401(K) With Company Matching
    • 401(K)
    • Financial Counseling
    • Profit Sharing
  • Professional Development

    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Tuition Reimbursement
    • Internship Program
    • Lunch and Learns
    • Leadership Training Program
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program
    • Employee Resource Groups (ERG)

Company Videos

Hear directly from employees about what it is like to work at Vanguard.