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Investment Management Trading Risk and Controls Risk Analyst

AT Vanguard
Vanguard

Investment Management Trading Risk and Controls Risk Analyst

Malvern, PA

Global Risk & Security (GR&S) enables Vanguard's business strategy, protects Vanguard's clients, crew and assets, and stewards a risk-smart culture at Vanguard. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that leaders and crew across Vanguard can drive faster, stronger, risk-informed decisions

Responsibilities:

  • Supports development, implementation, and oversight of investment guidelines and compliance requirements
  • Supports the development and implementation of the operational risk management infrastructure to manage, measure, monitor, and report aggregate global investment operational risk exposures.
  • Supports development, implementation, and oversight of order management system investment controls.
  • Research best practices for investment operations and business activities to control various risks. Gathers and analyzes data from various fund management units and provides improvement recommendations.
  • Supports the development of technology-based tools and metrics, and performs statistical data analysis to report, monitor, measure, and manage various aspects of fixed income investment operational risk exposures. Presents thorough, clear, and insightful analysis to senior leaders, portfolio managers, and traders.
  • Utilizes processes, tools, and techniques to evaluate investment operational models. Provides ongoing model validation.
  • Develops and maintains knowledge of financial markets, quantitative drivers, and general investment themes. Builds an understanding of Vanguard's investment operational risk management functional areas. Incorporates changing business needs into risk analysis.
  • Participates in special projects and performs other duties as assigned.

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Qualifications:

  • Minimum of two years related work experience.
  • Undergraduate degree or equivalent combination of training and experience.
  • SQL and Python proficiency preferred.
  • Aladdin Order Management System experience preferred.
  • CRD/Charles River Order Management System experience preferred.

Special Factors

Sponsorship
Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission-we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Client-provided location(s): Malvern, PA 19355, USA
Job ID: Vanguard-166930
Employment Type: Full Time

Perks and Benefits

  • Health and Wellness

    • FSA
    • HSA
    • Health Reimbursement Account
    • Fitness Subsidies
    • On-Site Gym
    • HSA With Employer Contribution
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • Mental Health Benefits
    • Virtual Fitness Classes
    • Pet Insurance
  • Parental Benefits

    • Non-Birth Parent or Paternity Leave
    • Birth Parent or Maternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Flexible Work Hours
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Company Outings
    • Commuter Benefits Program
    • Casual Dress
    • Happy Hours
    • Snacks
    • Some Meals Provided
    • On-Site Cafeteria
  • Vacation and Time Off

    • Personal/Sick Days
    • Paid Holidays
    • Paid Vacation
    • Volunteer Time Off
    • Leave of Absence
  • Financial and Retirement

    • Relocation Assistance
    • Performance Bonus
    • 401(K) With Company Matching
    • 401(K)
    • Financial Counseling
    • Profit Sharing
  • Professional Development

    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Tuition Reimbursement
    • Internship Program
    • Lunch and Learns
    • Leadership Training Program
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program
    • Employee Resource Groups (ERG)

Company Videos

Hear directly from employees about what it is like to work at Vanguard.