Work Location:
Mount Laurel, New Jersey, United States of America
Hours:
40
Pay Details:
$92,220 - $149,310 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
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Line of Business:
Risk Management
Job Description:
Regulatory Management is the central point of contact for regulatory matters for the Global Internal Audit (IA) Division and is responsible for the overall management of Internal Audit regulatory requests as well as ensuring proper response and remediation tracking of any regulatory findings related to the Division. This position is highly visible and requires frequent interaction with Senior Management (internal and external) and stakeholders to ensure regulatory deadlines are met in all cases.
Depth & Scope:
- Assists in understanding of formal regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex examinations
- Participates as charged in various agency meetings on behalf of RPM, and serves as primary Relationship Manager for less complex examinations
- Consults and collaborates with assigned business lines on any regulatory request or inquiry as part of on-going supervision
- For assigned business line relationship, may collaborate with the TDBG Regulatory Program Management function for exams performed by OSFI, Office of the Superintendent of Financial Institutions
- Leads as charged in various agency meetings on behalf of RPM, and serves as primary Relationship Manager on assigned examinations or regulatory matters
- Performs QC of all materials submitted for exams or ongoing supervision, ensures business line leads have covered off logistical details for regulatory teams, delivers requested materials securely to the regulatory teams and tracks outstanding items due to the agencies
- Provides guidance to assigned business lines in support of RPM mandate
- Leads discussions of Regulatory Review Council related to assigned business line and participates in various Senior management level review or oversight meetings
- Ability to analyze exam/review results, industry shifts, and assigned business line direction to provide timely notice on potential risks and regulatory agency direction
- Participates in RPM meetings to determine themes on findings and recommendations
- Participates in discussion on updates to department policy and procedures, as well as items created for SharePoint publication
- Prepares timely and accurate updates for internal Executive level and departmental reporting covering assigned business lines or oversight assignments
- Routinely engages with mid-level or Senior management of assigned business line to further RPM's mandate and ensures compliance in a scalable environment
- Management oversight needed
Education & Experience:
- Bachelor's degree required
- 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the financial services industry
- Ability to manage routine initiatives with multiple stakeholder interests to successful completion
- Strong time management skills
- Ability to clearly communicate expected outcomes and influence the decisions and actions of others
- Solid interpersonal skills including demonstration of conflict resolution and relationship building skills
- Proven proficiency in Microsoft Office Suite
- Strong verbal and written communications skills and ability to communicate information clearly to employees and management of assigned business lines
- Strong presentation skills
- Travel may be required
#LI-AMCB Corporate
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.
Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more
Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.
Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.
Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.