Audit Manager I, TD Securities Audit

Safeguarding the reputation of TD's good governance depends on us.

We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description:

As an Audit Manager I, you will provide subject matter expertise in executing audits of TD Securities and other applicable Lines of Business. in addition, you may lead moderately complex audits and be responsible for their completion. You will have the opportunity to explore capital markets and investment banking processes, here at TD, and help provide value- added recommendations.

• Provide expertise in planning and execution of audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion.
• Lead the planning process for assigned audits while ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
• Review and identify failures in internal processes and recommend improvements to enhance operations.
• Support the audit opinion in alignment with internal controls and professional audit standards to present findings and recommendations to client and audit management.
• Manage and/or execute follow-up of findings arising from internal audits and regulatory reviews as per applicable standards.
• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes.
• Build positive, diverse and open work environment by continually improving processes, sharing knowledge and maintaining good working relationships to achieve common goals.

Job Requirements:

• Over 5 years of relevant experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education. CPA, CFA or CRM designation is an asset.
• Experience in working in/ auditing Capital Markets and Investment Banking is an asset.
• Ability to multi-task and work on projects that may require integration of cross functional processes and/ or cross functional Teams.
• Detail oriented with strong analytical skills and ability to think "On your Feet" and adapt in a fast-changing environment.
• Strong written and verbal communication skills and ability to interact clearly and effectively with stakeholders at all levels of the organization.
• Aptitude in exercising sound judgment while making decisions and handling confidential information with discretion.
• Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement:
N/A.