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Regulatory Operations Analyst

AT Mizuho
Mizuho

Regulatory Operations Analyst

New York, NY

Key Responsibilities:

Operations Analyst - This position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team. The responsibilities for this role includes below but not limited to:

Regulatory:

  • Monitoring real-time OTC reporting for completeness , accuracy, and timeliness.

  • Investigate and re mediate OTC reporting errors and omissions with sales/trading, middle office compliance, and technology and escalate accordingly.

  • Perform and resolve T+1 trade reporting reconciliatio ns.

  • Assist with business requirement development specifications, testing , and implementation of regulatory reporting system solutions .

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  • Perform daily TriResolve Material terms and Exposure portfolio reconciliations and quarterly client portfolio reconciliations which may involve communicating with external counterparties and internal teams to remediate trade disputes.

  • Monitor and reprocess non-OTC trade exceptions for CAT Reporting.

Experience and Skills required:

  • BA/BS in Finance or Accounting.

  • Excellent computer skills and attention to detail.

  • Good written and verbal communication skill

The expected base salary ranges from $75,000 - $85,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

Other requirements

Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process .

Company Overview

Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com .

Mizuho Americas offers a competitive total rewards package.

We are an EEO/AA Employer -M/F/Disability/Veteran.

We participate in the E-Verify program.

We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.

#LI-MIZUHO

Client-provided location(s): New York, NY, USA
Job ID: Mizuho-R5543
Employment Type: Full Time