In this role you will play an integral part in supporting regulatory operations.
As a Regulatory Analyst within the execution of services team at JP Morgan, you will play a crucial role in maintaining regulatory standards. Your excellent communication skills and attention to detail will be highly valued as we work together to uphold our commitment to team collaboration and accuracy.
Job responsibilities:
- Work with Regulatory Managers to support the delivery of the Regulatory Operations monthly, quarterly, and yearly tasks
- Maintain a 'tracker' of required regulatory developments
- Input to regulatory projects undertaking UAT and the documentation of end-to-end processes
- Document, explain, and report on the results consistent with regulatory expectations
- Support the Regulatory Managers in other areas of regulatory operations as required, including but not limited to, MIFID reporting , Account Management, Dividends, Client Asset Statements
- Understand and assist in the identification of key business factors which impact Regulatory Obligations; support the resolution of operational regulatory issues as needed
- Provide other business areas with Regulatory information and advice when required
- Assist with internal reviews and/or audits including coordination efforts, facilitation of documentation requests, general analysis policies and procedures
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Required qualifications, capabilities and skills:
- Experience or exposure to compliance and/or operational risk management in financial services
- Initiative, curiosity, and good judgment
- Comfortable managing through ambiguity and change
- Attention to detail with a high degree of accuracy and diligence
- Ability to take in and work with complex and technical information
- Ability to understand and sort through large datasets
- Strong collaboration and engagement skills
Preferred qualifications, capabilities and skills
- Experience in the share plan industry
- Some Regulatory experience across multiple areas e.g., FATCA / CRS, MiFid, Client Assets would be an advantage
- UAT experience
J.P. Morgan Wealth Management Solutions comprises a workforce of more than 2500 professionals spanning across 50 cities globally. Within WM Solutions, diversity is not only a fundamental necessity, but a business imperative and we are committed to building an equitable workforce that represents the communities we serve. We understand the importance of inclusion, work-life balance, and our robust benefits (including comprehensive parental leave offerings, inclusive family building programs, and discounted childcare) reflect the wide-ranging needs of our increasingly diverse workforce. WM Solutions also fosters a culture of active engagement in our Business Resource Groups (BRGs), which serve as supportive networks for employees to share, develop and create community together.
ABOUT US
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.