Job Summary:
We are looking for Self-motivated individual who is enthusiastic and has experience in Operational risk or Quality Assurance or Quality Control environment
The opening is for a Quality Analyst in the Wealth Management Quality Assurance function under Control Management Organization. This team is responsible for monitoring and testing adherence to policies and procedures by Client Advisors and Control/Support functions across EMEA, Asia. The testing primarily covers Suitability, Cross-Border activity, Selling Practices.
Job Responsibilities:
- Conducting the Quality Assurance testing in accordance with the firmwide Quality Assurance standards
- Document outcomes of conformance / non-conformance
- Oversee review findings remediation to ensure all items are closed in a timely manner
- Stakeholder management - Regular liaison with front and middle office employees regarding review findings and where appropriate, escalation to senior management
- Ad-hoc regulatory / audit-related remediation projects
- Design and production of regular Management Information (MIS) - compiling data and producing regular reporting as required by senior management and business forums / committees
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Qualifications:
- MBA/Post Graduate/Bachelors in any discipline with relevant experience
Required Experience, Qualifications and Capabilities :
- Work experience of 3-4 years in a financial service industry
- Quality Assurance, control testing, audit, compliance background
- Detail oriented and a disciplined approach to process and quality controls.
- Strong documentation skills to clearly articulate results of testing.
- Excellent organization, written and oral communication skills.
- Proficiency in MS Excel, PowerPoint , documentation and metrics.
- Ability to articulate complex issues concisely and communicate effectively with senior stakeholders. Strong teamwork, partnership, and collaboration
- Ability to investigate, analyze, review and document processes
ABOUT US
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.