Overview

This is a hybrid role with the expectation that time working will regularly take place inside and outside of a company office. 2 days a week in office in Raleigh, NC, Charlotte, NC and Morristown, NJ. Open to remote in several markets for highly qualified candidate

This Staff Auditor position supports the Consumer Services (Mortgage and Private Bank) audit teams by testing the effectiveness of the internal control system. Documents and evaluates internal controls, ensures compliance with regulatory requirements including Sarbanes-Oxley, and identifies business risks. Conducts daily procedures that improve system efficiency and mitigate risk. Drafts reports and serves on audit projects as needed.

• Audit - Executes audit procedures, performs analysis, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
• Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.
• Process Validation - Creates reports and other documentation to communicate findings. Proposes audit procedures, techniques, and sample approach to validate testing methods.
• Risk Assessment - Evaluates risks within the internal audit control system. Suggests process improvements to mitigate or avoid financial losses.

• Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures.
• Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules, and SOX Act
• Audit experience within financial services specific Mortgage (Loan Origination - Retail, Wholesale, Loan Servicing, Loan Underwriting, Secondary Marketing) and Large Financial Institutions.
• Advanced Microsoft Office skills.