Overview

This is a hybrid role (if located in Charlotte or Raleigh, NC) with the expectation that time working will regularly take place inside and outside of a company office. Two days a week in office. Open to remote in several markets for highly qualified candidate.

This Senior Auditor position supports Payment team by testing the design and effectiveness of the internal control system. Documents and evaluates internal controls, ensures compliance with regulatory requirements and identifies business risks. Develops procedures that improve system efficiency and mitigate risk. Assists in the supervision and review of audit activities, including advanced reporting and participation in projects as needed.

• Audit - Executes audit procedures, performs advanced analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
• Process Improvement - Creates reports and other documentation to communicate findings. Designs procedures, techniques, and sample approach to validate testing methods. Proposes audit recommendations to improve efficiency and compliance. Cooperates with independent auditors and provides support of external audits as needed.
• Risk Assessment - Evaluates risks within the internal audit control system. Suggests process improvements to mitigate or avoid financial losses.
• Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.

• Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures.
• Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules, and SOX Act.
• Experience working in or conducting internal audits.
• 1-2 years of experience in internal audit at a financial institution and/or Big 4 audit experience.