Overview

This is a hybrid role with the expectation that time working will regularly take place inside and outside of a company office. 2 days a week in office in Raleigh, NC, Charlotte, NC and Morristown, NJ. Open to remote in several markets for highly qualified candidate.

The Senior Auditor position supports the Consumer Services (Mortgage and Private Bank) audit teams by testing the design and effectiveness of the internal control system. Documents and evaluates internal controls, ensures compliance with regulatory requirements including Sarbanes-Oxley, and identifies business risks. Executes control testing and identifies potential issues based on testing. Participates in projects as needed.

Responsibilities

• Audit - Executes audit procedures, performs advanced analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
• Process Improvement - Creates reports and other documentation to communicate findings. Designs procedures, techniques, and sample approach to validate testing methods. Proposes audit recommendations to improve efficiency and compliance. Cooperates with independent auditors and provides support of external audits as needed.
• Risk Assessment - Evaluates risks within the internal audit control system. Suggests process improvements to mitigate or avoid financial losses.
• Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.

• Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures.
• Audit experience within financial services specific Mortgage (Loan Origination - Retail, Wholesale, Loan Servicing, Loan Underwriting, Secondary Marketing) and Large Financial Institutions.
• Advanced Microsoft Office skills.