Overview

This is a hybrid role with the expectation that time working will regularly take place inside and outside of a company office. 2 days a week in office in Raleigh, NC, Charlotte, NC and Morristown, NJ. Open to remote in several markets for highly qualified candidate.

This Senior Auditor position supports the Risk Management Audit team by testing the design and effectiveness of internal controls. This role includes identifying risks, documenting and evaluating the design and execution of internal controls and ensuring compliance with applicable regulatory requirements including Large Financial Institution expectations. Assists in the supervision and review of audit activities, including advanced reporting and participation in projects as needed.

• Audit - Executes audit procedures, performs advanced analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures.
• Process Improvement - Creates reports and other documentation to communicate findings. Designs procedures, techniques, and sample approach to validate testing methods. Proposes audit recommendations to improve efficiency and compliance. Cooperates with all audit teams and provides support for external audits, as needed.
• Risk Assessment - Evaluates risks within the control system. Suggests process improvements to mitigate or avoid financial losses.
• Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.

• Knowledge of major regulatory areas of focus, including banking, systems, regulations, and audit procedures.
• Knowledge of Enterprise Risk Management and Operational Risk Management programs.