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Associate Analyst, Brokerage Operations

AT Fidelity Investments
Fidelity Investments

Associate Analyst, Brokerage Operations

Westlake, TX

Job Description:

The Role

As an Associate Analyst in the Account Re-Registration Services (ARS) group in OSG, you will be a part of a broad team of operations professionals handling the re-registration process for clients experiencing life events. Utilizing various on-line tools and reference materials, you will be responsible for the accurate and timely processing of client requests. You will have opportunities to build working relationships with internal business partners that assist in the re-registration process.

  • Complete administrative records documenting time spent on different processes
  • Interact with business partners (Transition Services, Legal/Risk/Compliance, etc) to assist in processing client requests
  • Ensure accurate processing of allocated work with 100% efficiency
  • Determine whether legal requirements have been met by analyzing supporting documents
  • Provide quality customer service
  • Gain proficiency in additional OSG processes as department needs require
  • Deliver effective written and verbal communication to appropriate business partners when requests are not in good order or need clarification
  • Meet minimum productivity requirements

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The Expertise and Skills You Bring

  • 3+ years of brokerage operations or financial services experience preferred
  • Experience in Transaction processing roles or related financial process preferred
  • Ability to learn and adapt to changes and new processes
  • Motivated and committed to excellence; positive attitude and "can do" work ethic.
  • Strong multi-tasking skills and the ability to process transactions with efficiency and accuracy
  • Contribute to a team environment that fosters culture of peer-to-peer coaching, collaboration and recognition
  • Strong organizational skills, ability to prioritize decisions in a fast-moving environment
  • Flexible and adaptable; ability to adjust quickly to change in a busy environment
  • Problem solver with an ability to think independently with decision-making skills
  • Understand the importance of providing superior service and able to think outside the box
  • Strong organizational skills and attention to detail

The Team

The FI Account Reregistration Services function is responsible for facilitating reregistration requests due to life events, such as death and divorce. The team provides processing support for several different PI retail account products, including money movement, maintenance and date of death valuation processing, while interacting with various functions across the Fidelity enterprise. ARS is embedded in the Operations & Services Group (OSG). With eight operating divisions located throughout the country, OSG provides securities execution, clearance, and information management services to retail, institutional, and correspondent clients. OSG performs tens of thousands of over the counter, listed equities, options, bonds, and mutual fund transactions daily.

Certifications:

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.

Join Us

At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.

Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite all business days of every other week in a Fidelity office.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at fidelitycareers.com.

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com.

Client-provided location(s): Westlake, TX, USA
Job ID: Fidelity-2102038
Employment Type: Other

Perks and Benefits

  • Health and Wellness

    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
    • Short-Term Disability
    • Long-Term Disability
    • FSA
    • HSA
    • HSA With Employer Contribution
    • Fitness Subsidies
    • On-Site Gym
    • Pet Insurance
    • Mental Health Benefits
    • Virtual Fitness Classes
  • Parental Benefits

    • Birth Parent or Maternity Leave
    • Non-Birth Parent or Paternity Leave
    • Fertility Benefits
    • Adoption Assistance Program
    • Family Support Resources
    • Adoption Leave
  • Work Flexibility

    • Flexible Work Hours
    • Remote Work Opportunities
    • Hybrid Work Opportunities
  • Office Life and Perks

    • Commuter Benefits Program
    • Casual Dress
    • Snacks
    • Company Outings
    • On-Site Cafeteria
    • Holiday Events
  • Vacation and Time Off

    • Paid Vacation
    • Paid Holidays
    • Personal/Sick Days
    • Leave of Absence
  • Financial and Retirement

    • 401(K)
    • 401(K) With Company Matching
    • Company Equity
    • Performance Bonus
    • Relocation Assistance
    • Financial Counseling
    • Profit Sharing
  • Professional Development

    • Tuition Reimbursement
    • Promote From Within
    • Mentor Program
    • Shadowing Opportunities
    • Access to Online Courses
    • Lunch and Learns
    • Internship Program
    • Work Visa Sponsorship
    • Leadership Training Program
    • Associate or Rotational Training Program

Company Videos

Hear directly from employees about what it is like to work at Fidelity Investments.