JOB DESCRIPTION
Compliance Specialist
Wilmington, DE
Monday to Friday 8:00 am to 5:00 pm
Hybrid
As a Compliance Specialist, you will be responsible for conducting client file reviews on legal entities and natural persons to confirm the following are available and up to date
Some of the things you will be doing:
- Client Due Diligence (CDD) and Know Your Customer/ Client (KYC) documentation (for natural persons: ID, residence proof, Source of wealth/funds & for legal entities: corporate records like Registers of directors/Members, constitutional documents like M& A, Incorporation certificates etc.) and raise action points were missing or inadequate
- Undertake AML/KYC analysis on the client files viz screening of entities and related parties & confirming, discounting, or escalating findings
- Based on above events undertake risk assessments and application of SDD, CDD and EDD as relevant.
- Follow up with local business teams and clients on missing requirements to facilitate collection and updating of system records
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- Minimum of 2 years of compliance experience in industry and/or professional practice for associate (for Quality Checker: ideally 3 to 5 years of the same experience detailed)
- Minimum educational requirement - Two year degree
- Understanding of AML, KYC, Due diligence processes and "ideally" corporate regulatory obligations both locally and globally
- Exposure and experience in screening tools such as World Check, Google Checks, DueDil, Dow Jones Risk & Compliance, Encompass, Sanction Scanner, Kyckr
- Proficiency in MS Office/ Excel
ABOUT US
CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®
Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.
CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.
CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.
We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. Our commitment to accessibility reflects our broader dedication to diversity and belonging,
CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies either to talent acquisition, our hiring leaders, employees, or through any other mechanism other than our supplier process, will not be eligible to claim related fees and the submitted resumes will be considered property of CSC.
We encourage candidates to apply directly to our website and not through third-party sources.
Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.
WHY WORK WITH CSC?
At CSC®, we're always looking ahead, finding ways to improve and anticipate the future needs of our customers. Curiosity fuels our innovation and productivity drives our results. This proactive mindset has helped us adapt and create solutions that have enabled businesses to run smoother and smarter for more than 120 years.
CSC is committed to attracting, developing, and retaining talented people whose personal values align with ours. We empower our employees to bring the right solutions to market to meet customer demand. That is why we are the premier provider of global solutions for more than 180,000 businesses.
- CSC is a great place to work with smart and dedicated people. We have been voted a Top Workplace every year since 2006 and are a 2022 National Top Workplace.
- We offer challenging work and career opportunities. Most positions are filled with internal moves and employee referrals.
- Employees are eligible for an annual success sharing bonus or commission plans based on role and individual performance.
- CSC offers excellent benefits, including medical, dental, life insurance, and flexible spending and health savings accounts. We also offer you a 401(k) with employer match and profit-sharing, paid time off, tuition reimbursement, and more.
- Our global standard for our work environments supports current and future technology initiatives through open design, sit-stand workstations, and digital interface points with wireless access throughout the campus. It's an exciting time for us in terms of growth and expansion.