Center 1 (19052), United States of America, McLean, Virginia

Senior Auditor, Retail Bank (Hybrid)

The Internal Audit function within Capital One is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization's Audit Committee. The Audit department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. Audit professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations.

The Retail Bank Audit team is seeking an energetic, self-motivated Senior Auditor to join the team. The Senior Auditor will perform professional internal auditing work over the Retail Bank line of business and functional areas including digital/online banking, branch/cafe experience, bank operations (i.e., account maintenance, deposits, ATM, tax reporting, etc.), contact center, enterprise payments (debit, ACH, check, wires, etc.), and small business banking (i.e., strategy and deposits, sales and servicing, and lending). Audit work involves conducting operational, financial and compliance audit projects and providing input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ethical standards.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.
• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
• You're a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know-how, so you'll want to ensure that technology doesn't scare you off.
• You're a teacher. You have a passion for coaching and investing in the betterment of your team.
• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

• Perform risk assessments of business activities, potential exposures and the materiality of loss. Design and perform appropriate audit procedures to verify the effectiveness.
• Design and execute internal control testing for operations of moderate complexity. Perform and often plan audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
• Establish and maintain good client relations during engagements.
• Begin communicating the results of some audit projects to management via written reports and oral presentations.

• Bachelor's Degree or military experience
• At least 2 years of experience in auditing, at least 2 years of experience in accounting, at least 2 years of experience in financial analysis, at least 2 years of experience in compliance, or a combination

• Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)
• 2+ years of experience in banking or 2+ years of experience in financial services industry
• 2+ years of experience auditing in the areas of retail, treasury management, payments, operations, small business banking, credit card, commercial lending, financial services/auto finance, third party management risks or any combination
• 2+ years of experience performing data analysis / data analytics techniques in support of internal auditing