Overview
Senior Auditor II
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
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We're seeking a future team member for the role of Senior Auditor II (Data Management - Financial Crime) to join our Internal Audit team. This role is located in Pune/Chennai - Hybrid.
Position Summary: An exciting new opportunity to join the Data Management audit team in a Global Financial Organization and execute risk-based assurance reviews designed to identify risks, risk mitigants, and control gaps, providing independent third-line assurance as part of Financial Crime and Sanctions audit assignments including coverage of:
- Data Governance
- Data Quality
- Business, Data and Technology Architecture
- Data Privacy
- Data Risk Management
- Data Strategy
- Data Lineage
- Metadata Management
- Master Data Management
- Business Intelligence and Analytics
- Participate in delivering complex and challenging Financial Crime and Sanctions audit assignments
- Participate in the end-to-end planning, fieldwork, and reporting of Financial Crime audits - this will require consideration of complex business processes and decisions
- Identify meaningful issues impacting business and operations under review, challenging management to develop appropriate remedial action to address the issues identified.
- Work independently when leading projects and lead meetings with stakeholders.
- Prepare draft audit reports.
- Follow-up of audit actions and where necessary testing their implementation.
- Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring activities.
- Contribute to the development of the annual audit plan.
- Maintain up to date knowledge of industry best practice and regulatory requirements related to Financial Crime.
- Carry out other ad-hoc tasks and projects as directed by audit senior management.
- Perform follow-up procedures on Internal Audit observations to ensure corrective actions have been appropriately implemented.
- Represent Internal Audit on projects and at management meetings/committees.
- Data Governance and Management experience working in the business or from a risk, compliance, or audit position
- Strong experience in Anti-Money Laundering (AML) and Sanctions related processes. Experience in Financial Crime Audit preferred.
- Knowledge of US laws rules and regulations such as Bank Secrecy Act (BSA), USA Patriot Act, and OFAC.
- Excellent in written and verbal communication including working with stakeholders.
- Relevant experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring.
- Proven track record in leading and delivering risk-based projects.
- Good understanding of audit methodologies.
- Good knowledge of Financial Crime regulatory and legislative requirements.
- Proven record of strong communication skills and influencing skills.
- Strong knowledge and use of Excel and other Microsoft software - PowerPoint, Word, Visio.
- Excellent planning, co-ordination, organisation, and presentation skills.
- Strong interpersonal and teamwork skills, including with colleagues remotely.
- Ideally educated to degree level or equivalent professional experience and have completed a recognised relevant post-graduate qualification (e.g. CIA, CMIIA, ACA, ACCA, CAMS).
- Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
- Bloomberg's Gender Equality Index (GEI)
- Best Places to Work for Disability Inclusion , Disability: IN - 100% score
- 100 Best Workplaces for Innovators, Fast Company
- Human Rights Campaign Foundation, 100% score Corporate Equality Index
- CDP's Climate Change 'A List'
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.