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Sanctions Risk Specialist

AT Bank of America
Bank of America

Sanctions Risk Specialist

Charlotte, NC

Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

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Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us!

Job Description:
Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic sanctions.

The Sanctions Risk Specialist is a function within GES that is responsible for the identification, aggregation, reporting, and escalation of sanction related risks. The Sanctions Risk Specialist is responsible for the execution of risk management responsibilities in areas such as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions Technology Oversight Team.

The role will provide oversight of the Sanctions tools, data inventory and end-to-end sanctions data testing. As GFC monitoring covers all FLUs within the bank, this role will have the opportunity to gain exposure to multiple Bank products and systems.

The Sanctions Risk Specialist may engage in the following processes to evaluate and assess FLU/CF controls, sanctions-specific second line functions and controls, and residual risks related to economic sanctions:

  • Identify, implement, and execute monitoring and testing routines to verify key controls within the sanctions screening technology and operations teams
  • Evaluate and manage monitoring objectives and pertinent details in ORCIT
  • Serve as test owner/test owner representative and maintain test plans/scripts in OCP and socializing the information with the appropriate stakeholders
  • Determine if Audit Issues or Control Enhancements are warranted based on oversight results
  • Draft, own and resolve to completion Audit Issues/CE when warranted
  • Oversee screening technology audit issues related to sanctions
  • Provide background/summary of key matters identified via oversight functions to GFC management
  • Communicate results to key stakeholders, respond to auditors and regulators, prepare presentation to regional and global risk committees and conduct risk analysis and research on economic sanctions related matters
  • Execute or assist in executing economic sanctions periodic and/or targeted risk assessments
  • Provide priority, business requirements and guidance on technology changes to sanctions technology teams
  • Establish, maintain and oversee FLU/CF inventory data feeds to sanctions filters
  • Provide guidance and oversee new lists within the sanctions screening technology
  • Maintain and oversee lists applicability, in consultation with Money Laundering Reporting Officers, within the sanctions screening technology
  • Review and provide approval of new rules, in consultation with Money Laundering Reporting Officers, within the sanctions screening technology

Skills:

  • Critical Thinking
  • Monitoring, Surveillance, and Testing
  • Regulatory Compliance
  • Risk Management
  • Policies, Procedures, and Guidelines Management
  • Written Communications
  • Reporting

Required Qualifications:

  • Minimum 5 years of business and/or functional experience in financial services industry, risk management, financial crimes, testing, or experience in a related field
  • Minimum 3 years of experience in economic sanctions
  • Minimum 3 years of experience in monitoring, testing, and/or quality assurance/quality control experience
  • Bachelor's degree or equivalent work experience

Desired Qualifications:

  • Financial Services and/or related government entity
  • Ability to handle multiple projects in dynamic environment and global team setting
  • Excellent business stakeholder management and communication skills
  • Strong Excel skills

Shift:
1st shift (United States of America)

Hours Per Week:
40

Client-provided location(s): Charlotte, NC, USA; Dallas, TX, USA; Jacksonville, FL, USA; Plano, TX, USA
Job ID: BankOfAmerica-JR-24036444
Employment Type: Full Time

Perks and Benefits

  • Health and Wellness

    • FSA
    • HSA
    • On-Site Gym
    • Health Insurance
    • Dental Insurance
    • Vision Insurance
    • Life Insurance
  • Parental Benefits

    • Non-Birth Parent or Paternity Leave
    • Birth Parent or Maternity Leave
  • Vacation and Time Off

    • Leave of Absence
    • Personal/Sick Days
    • Paid Holidays
    • Paid Vacation
    • Sabbatical
  • Financial and Retirement

    • Performance Bonus
    • Company Equity
    • 401(K) With Company Matching
  • Professional Development

    • Promote From Within
    • Mentor Program
    • Access to Online Courses
    • Lunch and Learns
    • Tuition Reimbursement
  • Diversity and Inclusion

    • Diversity, Equity, and Inclusion Program